Termination of a Client:
Four Vignettes Answered
Vignettes and Comments by Catherine Atkins, JD, Staff Attorney
Responses to Vignettes by Marion Barnett, George Taylor,
Lenore Hunt and Helene Shortwell
The The Therapist
July/August 2009
(Updated October 2012)
In the January/February 2009 issue of The Therapist,
hypothetical situations involving the termination of clients were
represented in four vignettes. Members were invited to respond to a set
of questions analyzing the potential ethical/legal issues reflected in
the vignettes, and to comment on the availability of options for each of
the therapists depicted in the vignettes. CALMFT would like to thank all
members who provided answers for our consideration. The best overall
responses to each vignette are provided here, along with our additional
comments.
Vignette No. 1
LMFT has been working with Michelle (age 30), two times a week on
issues of depression. Michelle was diagnosed with recurrent major
depression. At the onset of treatment, Michelle reported suicidal
ideations and one suicide attempt. Over the last three years,
Michelle’s symptoms have significantly improved. However, four
weeks ago Michelle lost her job and has begun discussing her lack of
luster for life. Although Michelle stated she didn’t have a
suicide plan, she admitted that she thinks about “ending it
all” every few days. Also starting four weeks ago,
Michelle’s checks have begun to bounce. Because Michelle is seen
twice a week, LMFT is losing hundreds of dollars and is having trouble
making the rent payment. LMFT had decided to terminate Michelle due to
non-payment and when LMFT told Michelle, Michelle indicated that if she
couldn’t see LMFT she would kill herself. LMFT agreed to see
Michelle two more times for free, but at the end of the second session
Michelle again stated that if she couldn’t continue counseling,
she “would end it all tonight.” LMFT suggested other
referrals, but Michelle refused to take them. LMFT evaluated Michelle
for suicidal ideations, but Michelle would not answer specifically.
Michelle stated “I’m afraid of not seeing you anymore.
You’re abandoning me.” LMFT decided that based on her
financial situation she would have to terminate Michelle and told her
so. Michelle ran out of the office crying. LMFT attempted to contact
Michelle over the next few hours, with no response. Because LMFT did not
have any emergency contact information for Michelle, LMFT called the
police to suggest a wellness check. LMFT remains confident in her
decision to terminate Michelle.
Vignette No. 1 Answer
Response by: Marion Barnett
The issue of the client’s bounced checks may be a clinical issue
that needs to be explored in her sessions. Did LMFT talk about this
issue with client? Did LMFT offer community resources that might assist
client with financial issues? Did LMFT reassess fees and offer to lower
fees temporarily while client was unemployed given the fragility of the
client as well as the long term relationship LMFT has with the client?
Did LMFT reassess the need to see client twice a week? Did LMFT seek
supervision from a colleague for guidance?
It is reasonable for LMFT to be concerned about bounced checks because
as a professional, it is reasonable that LMFT be paid for services
rendered. While it is ethical and indeed, important to discuss with the
client the importance of payment of services, it would not be ethical to
terminate purely because of LMFT’s own financial issues.
The vignette stated that the LMFT did attempt to refer client out and
client refused to take referrals. I would have also sent client a letter
to reiterate this fact and to give client the names in writing. I would
keep a copy of the letter as well as document in detail the attempts in
session to refer as well as the discussion the LMFT had with client
regarding the need to pay for services. It is ethical to refer out and
terminate due to non-payment but LMFT did not terminate because of
non-payment but because the non-payment was creating her/his own
financial issues. The LMFT, it seems was unable to differentiate from
her/his own issues and the business issue of a reasonable expectation of
payment for services.
The last issue of concern is a legal and ethical one. On the last day
that client saw LMFT client stated that she would “end it all
tonight” if she could not continue counseling, that she was
“afraid of not seeing LMFT again and “(she) was being
abandoned.” Because the client’s history of depression, past
suicide attempt, and statement that she would “end it all
tonight,” it was ethical and legal for LMFT to call police. If
LMFT had gotten emergency contact information, though, that call would
not have been necessary.
Comment to Vignette No. 1
LMFT’s decision to terminate patient was inappropriate and
ill-advised for several reasons.
LMFT had established a very intense relationship with patient, based on
the fact that she had been seeing patient for over three years at the
rate of twice per week. Given that background, LMFT would be expected to
work with the patient according to a more gradual termination plan and
to help the patient with the obvious and expected abandonment issues. It
was unlikely that the LMFT would have much success referring this
patient in so abrupt a manner and she could have and should have, sought
clinical consultation if she was uncertain about how to address these
difficult issues.
CALMFT Ethical Standard 1.3.4 states that a LMFT should not terminate
patient relationships for non-payment of fees except when the
termination is handled in a clinically appropriate manner. LMFTs are not
expected to work for free, but there will be situations in which the
therapist will have to continue treatment (even if it is without
payment) until the patient is out of immediate risk, or in a safe
environment. This was one of those times. The timing of termination was
premature given the facts of this particular client’s case. The
motivation for termination appeared exclusively financial, which was
especially inappropriate in light of the severity of this
patient’s condition.
Although the patient did not directly state “I’m going to
go kill myself ” during the last session, based on client’s
history and erratic behaviors, it was likely wise that LMFT called the
police. With that said, as Marion Barnett pointed out, had LMFT obtained
emergency contact information for the client, LMFT could have possibly
called the emergency contact rather than the police in this situation.
It may have been more clinically appropriate in this situation to call
spouse or parent rather than 911.
Vignette No. 2
LMFT and Lili have been working together for six months. LMFT’s
working diagnosis for Lili is severe bulimia and borderline personality
disorder. Over the last six months, Lili has ignored the treatment plan
and has occasionally missed some appointments. LMFT has discussed with
Lili, on numerous occasions, the reasons that ignoring the treatment
plan can be harmful and is unacceptable. Feeling frustrated, LMFT
finally explained to Lili that because she was not following the
treatment plan, as well as the missed appointments, LMFT would need to
terminate Lili. Lili stormed out of the office stating she hated the
LMFT and would make a complaint to the BBS. Over the next two weeks,
LMFT received twelve calls from Lili asking to come back and stating she
would comply with the treatment plan. LMFT agreed. Almost immediately,
Lili again stopped complying with the treatment plan, and reports
continued binging and purging. This behavior of non-compliance has
continued for another six months, but LMFT has decided to keep seeing
Lili stating “some therapy is better than none.”
Vignette No. 2 Answer
Response by: George Taylor
Here therapeutic issues overlap with ethical considerations.
Borderlines need to be taught how to contain their chaotic feelings, and
they need to operate within limits and boundaries. The LMFT has lost
control of the therapy.
Theoretically, LMFT made the right move in explaining to Lili the
consequences of not following the treatment plan. Unfortunately, LMFT
was unable to follow through, because she was intimidated by
client’s threats. She therefore taught the borderline that threats
were a good way to get people to do what she wants. Ethically, LMFT
should have followed through on the termination of treatment due to
CALMFT Code 1.3.1: “Reasons for termination may include…the
patient is not benefiting from treatment.” Individual therapy with
this therapist is not working for this client. Her repeated acting out
is proof of this statement.
She needs to take a commitment to a deeper form of therapy: inpatient,
individual plus group, individual with more sessions, and/or medication.
The therapist must make these recommendations and referrals and be able
to tolerate her own fear. The LMFT has inappropriate boundaries with the
client. Her fear and enmeshment are contaminating the treatment
plan.
The vignette doesn’t mention LMFT seeking consultation or legal
support for her actions and decisions. One option I have found to be
helpful is to consult with other therapists about how they would handle
this situation; of course, confidentiality must be maintained. It is
important to maintain clear case notes of decisions, treatment plans and
consultations and referrals in cases like this.
Comment to Vignette No. 2
First, LMFT needs to learn to explain, follow, and maintain clear
boundaries in working with patient. Second, some therapy is not always
better than none. The treatment plan is clearly not working. Possibly it
is the patient’s trust of the LMFT, the treatment plan itself,
possibly the patient’s issue is outside LMFT’s scope of
competence, the patient has not made a commitment to therapy, or maybe
the patient needs a higher level of care. Regardless of the reason, LMFT
should have referred out this patient when it became clear that the
patient was unlikely to benefit from the treatment. As George Taylor
pointed out, CALMFT Ethical Standard 1.3.1 states that reasons for
termination may include…the patient is not benefiting from
treatment.
Vignette No. 3
LMFT has been working with Jimmy (age 14) on a weekly basis for nearly
eight years. Although Jimmy had a history of serious behavior problems,
he has responded so well to treatment, his parents insist that LMFT keep
the relationship going. LMFT doesn’t see any continued behavior
problems, but the parents seem reassured by the relationship and LMFT
believes terminating Jimmy would upset the parents. Therefore, LMFT
decides to keep seeing Jimmy on a weekly basis.
Response by: Lenore
Hunt
Assuming LMFT is using sound clinical judgment in determining that
Jimmy is no longer benefiting from continued therapy, then the LMFT is
in violation of Ethical Standards Code 1.3.1 Termination in which it is
stated, “Marriage and family therapists use sound clinical
judgment when terminating therapeutic relationships and do so in an
appropriate manner. Reasons for termination may include, but are not
limited to, the patient is not benefiting from treatment; continuing
treatment is not clinically appropriate . . . .” LMFT may also be
in violation of Ethical Standards Code 1.7 Patient Benefit, in which it
is stated “ . . . .Marriage and family therapists continue
therapeutic relationships only so long as it is reasonably clear that
patients are benefiting from the relationship.”
“Appropriate manner” would include incorporating Jimmy and
his parents in the termination process rather than just discontinuing
therapy with Jimmy or continuing therapy to suit the needs of the
parents. The termination process would enable Jimmy to continue his
progress and learn to make sound decisions concerning his self-care.
Working with his parents would allow them to become accustomed to their
relationship with their son without the therapist involved. Referral to
a parent support group to help them through this process, or continue
sessions on their own with Jimmy’s therapist or another therapist
would be both appropriate and beneficial to the parents and Jimmy. LMFT,
however, should not continue therapy with Jimmy if he is not benefiting
from the therapy.
Comment to Vignette No. 3
It seems that LMFT is continuing treatment solely for financial gain.
Clearly continued treatment for the child is not necessary or
appropriate, and the therapist’s motivation for continued
treatment may be called into question. As Lenore Hunt mentions, giving
references to parents for some sort of parent support group or parenting
skills may be worthwhile here.
Vignette No. 4
LMFT has been doing couples counseling with Cindy and Bob over the last
year. Recently Cindy has been missing sessions on an increasingly
frequent basis. Cindy finally called and left a voicemail that she no
longer will be coming to therapy. Bob indicates that he would like to
continue with his own individual treatment anyway and LMFT agreed. LMFT
and Bob’s sessions tend to revolve around his marriage, his
infidelity, and his desire to divorce. In one session, Bob admitted to
being attracted to LMFT. Cindy recently called LMFT and demanded that
either Cindy be able to return to couples therapy, or LMFT stop seeing
Bob as a patient. LMFT decided not to see Cindy since Cindy is no longer
LMFT’s patient. LMFT also determined that because Bob’s
issues are within her scope of practice, and because the attraction
issue is not really a problem, that termination is not necessary.
Vignette No. 4 Answer
Response by: Helene Shotwell
At the time of intake, a clear communication on couples in therapy, and
the conditions surrounding it would have been appropriate. The
communication would have included referral for individual therapy if
needed, and this LMFT would work with them as a couple only. LMFT was
clearly inappropriate in her dismissal of client’s attraction in
light of his history of infidelity. Cindy was still legally and
ethically a client as part of the couple and it was inappropriate to
abandon her when she wanted to return.
Inappropriate boundaries were set up when individual therapy was agreed
upon for Bob when he was still part of the couple as client. The course
of action would have been referral for individual therapy to another
therapist for Bob. When Cindy asked to return, it would have been
appropriate for LMFT to continue to see the couple or refer them both
for couple’s and/or individual therapy.
Comment to Vignette No. 4
This is a disciplinary action ready to happen! First, blowing off the
husband’s attraction is clinically inappropriate and
professionally unwise. Processing the attraction would have been a good
next step and then, depending on the conclusion, determining whether
termination and referral was in order.
Second, there is no law that states that you cannot switch from
husband/wife as “client,” to husband as
“client”…but with that said that kind of change in
“client” needs to be assessed for risk. What kind of
boundary issues does it call into question for husband, wife, and
therapist? Will there be loyalty issues that husband or wife throws into
the therapist’s face? What about client files? How does therapist
separate out what was discussed in couples’ therapy with what is
discussed in individual therapy? This kind of change in
“client” can be beneficial and accomplished ethically if the
therapist is well-trained, has good boundaries, and is cognizant of the
law. If not, like in this case, it could lead to a lawsuit, or to a
complaint with the Board of Behavioral Sciences or CALMFT’s Ethics
Committee.
Third, although wife stated she no longer wanted to come to therapy,
she should not be cast aside by therapist so easily. LMFT is not
obligated to again see wife, but giving referrals for individual
therapy, or processing the reasons for termination may have been
clinically appropriate.
This was a model of how not to handle a client situation.
Catherine Atkins, JD, is a Staff
Attorney for CALMFT. She is available to answer member calls regarding
business, legal, and ethical issues.
References
1 Portions of members’ responses were used versus in
entirety.
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